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<p>This book is pedagogical. It is meant as an introduction to the ideas and
phenomena that occur in the nonlinear optics of photonic crystals and
metamaterials. At the same time it also provides the student with a basic
introduction to the general ideas of nonlinear optics. The book should
not, however, be viewed as a comprehensive review of the topics of
photonic crystals and metamaterials and their nonlinear properties but
rather as a survey of some of the most important fundamentals of the
field. In this regard, it provides a strong background to a student new
to the field. The phenomena discussed are illustrated within the context
of simple models, offering an easy understanding of the physical
phenomena that are important in these two rapidly developing areas of
nanophotonic technology.</p>
<p>The book first deals with nonlinear dielectric properties. A model based
on classical physics is used to develop some of the ideas of the Kerr
nonlinear dielectric and the generation of second and higher harmonics of
radiation in a semi-quantitative way. The treatment is similar to that
used in basic electrodynamics texts to provide an understanding of the
dielectric properties of linear dielectric materials. An emphasis is on
nonlinear effects as being small and on their treatment within the
context of them entering the considerations as perturbations of otherwise
linear systems. Consequently, along with the development of the
dielectric properties, the theory of multiple scale perturbation theory
is simultaneously formulated as an important technique in correctly
dealing with the physics of systems with small nonlinearities. The
reasons why multiple scale perturbation techniques are needed and a
number of examples of the multiple scale treatment of nonlinear systems
are given.</p>
<p>The distinctions between the ideas of photonic crystals and metamaterials
and the different types of applications they address are discussed with
emphasis on their elementary properties. Photonic crystals have
dielectric properties which exhibit periodicity in space. Due to their
spatial periodicity the dispersion relation of light within the photonic
crystal exhibits a sequence of frequency pass bands and stop bands. Light
at pass band frequencies propagates in the photonic crystal and light at
stop band frequencies does not propagate through the photonic crystal. On
the other hand, metamaterials are composed as arrays of nanoscopic
electromagnetic resonator units. They are engineered to appear to be
homogeneous media on the scale of the wavelengths of light with which
they are designed to interact. The frequency dependence of the resonators
allow metamaterials to exhibit frequency dependent refractive indices not
otherwise observed in nature. Of particular importance is their ability
to display negative index of refraction.</p>
<p>The theory of photonic crystals is greatly influenced by their spatial
periodicity. In this regard, basic discussions of the dynamics of systems
defined on a periodic lattice are made with a focus on the Maxwell
equations expressed for periodic media. The direct and reciprocal
lattices, Brillouin zones, Block functions, and the properties of stop
and pass bands are introduced at an elementary level. Waveguides and
single site impurities introduced into otherwise periodic bulk photonic
crystal systems also are discussed at an introductory level, as are the
techniques of Wannier functions and computer simulation treatments
applied to these types of problems.</p>
<p>The discussions of periodic systems are also extended to considerations
of the basic theory of surface gratings and applications of Bragg
gratings within fiber optics and general optical waveguides. The use of
photonic crystal technology in the design of optical fibers is an
additional consideration of new designs based on the ideas of periodic
media. In this regard, periodicity is introduced both as a novel means of
making fiber claddings and as a confining mechanism based on stop bands.
In addition, discussions of soliton modes within optical fibers formed of
nonlinear optical media is briefly presented, offering a comparison with
the soliton-like intrinsic localized modes present in photonic crystal
waveguides formed of nonlinear optical media.</p>
<p>The application of metamaterials in the design of media with unusual
refractive properties is discussed, with a particular focus on the
development of materials exhibiting a negative refractive index.
Metamaterials are typically designed as arrays of electromagnetic
nanoresonators, and a commonly used resonator form is that of a split
ring resonator (SRRs). In this regard, an understanding of the resonant
properties of SRRs is developed in a detailed but elementary treatment.
How these resonant properties are then employed to engineer a material
exhibiting negative refraction is then explained in detailed.</p>
<p>The refractive properties of plane waves traveling between semi-infinite
media of positive and negative refractive index media are studied
comprehensively. Differences in the radiative properties of antennas and
radiating charges within both positive and negative index media are
compared. The essential operating principles of perfect lenses are
explained and a comparison is made with the properties of lenses formed
only of positive refractive index materials. In addition, the application
of metamaterials in the formulation of the ideas of optical cloaking
mechanisms are developed.</p>
<p>Both analytic and computer simulation methods are introduced at an
elementary level for the treatment of basic problems in photonic crystals
and metamaterials. In terms of computer solutions, the plane wave method,
the finite difference time domain method, the method of moments, the
conjugate gradient method, and the finite element method of computer
simulation techniques are formulated and discussed in elementary and
detailed manners. Various formulations for the boundary conditions of
computer simulation studies needed to accurately approximate the
interaction of radiation with dielectric features in infinite systems are
presented.</p>
<p>On the side of analytic models, a number of difference equation
formulations are given for photonic crystal and metamaterial waveguides.
These difference equation models are used to facilitate the understanding
of the basic physics of photonic crystals and metamaterials. The
difference equation models are also realizable in many experimentally
accessible cases. They often provide simple exactly solvable models whose
properties are easily made transparent and are also representative of
more complex general systems studied using computer simulations. Analytic
techniques for the solution of difference equation formulations are
discussed and are related to the physics of many different types of
physical systems that occur in physics and technology.</p>
<p>The properties of photonic crystal and metamaterial systems with Kerr
nonlinearity are discussed in terms of formulations based on difference
equation models. Properties of optical bistability and resonant
transmission anomalies are explained in detail based on elementary
treatments in the difference equation formulations. The various
properties are treated with discussions for their applications in devices
and examples given in the context of the simple models.</p>
<p>A chapter is dedicated to discussions of computer simulation studies of
nonlinear properties of some recently considered systems and the
properties with which these have dealt. One-dimensional photonic crystals
formed of a periodic layering of Kerr slabs are discussed along with the
properties of Kerr impurities in higher-dimensional photonic crystals. In
another important treatment, studies of the applications of photonic
crystals to enhance the generation of second harmonics are outlined as
another application of the use of photonic crystals. Some recent computer
simulation studies of nonlinear metamaterials and the properties these
studies have treated are also summarized. In these discussions only some
of the important basic results from computer simulations are presented,
and the discussions are not meant to be a comprehensive review of the
field of computer simulation applied to nonlinear systems.</p>
<p>In the last chapter of the book a treatment is given of the effects of
impurities and disorder introduced into photonic crystals and
metamaterials. Single site impurities and finite clusters of impurities
are discussed in the context of Green’s functions theories and with the
applications of ideas of group theory. General random disorder is treated
through the application of the coherent potentional approximation, and
the theory of this methodology is explained in detail. The general theory
of Anderson localization in random disordered optical media is discussed
along with the ideas of a scaling theory approach to the effects of
disorder on the transport properties of disordered systems. In this
regard, optical systems have provided important systems for the
discussion of the ideas of so-called strong and weak localization. As a
final treatment of localization, a focus is given on the effects of weak
localization observed in the general diffuse elastic scattering of light
and the general diffusely generated second harmonics of light from a
randomly rough surface which supports surface electromagnetic waves. In
this context, an introductory treatment is presented to the theory of
surface electromagnetic waves and the requirements for their existence on
a rough interface.</p>
<p>As a final note: both the Gaussian and Standard International Units
formulations of the Maxwell equations are used at different points in the
text. This is done as many of the results referenced from the literature
occur in these sets of units, as will be indicated in the text. In
addition, the author would like to thank the Department of Physics,
University of California, Riverside, for allowing me the use of the
University Library during the course of this project.</p>
<p>Arthur R McGurn</p>
<p>Rancho Mirage, California</p>
<p>May, 2021</p>
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